Operational Risk - Regulatory Compliance - Corporate Governance - Interim Management
home
approach
experience and knowledge
biography
contact


Corporate Governance and Business Control Solutions

Operational Risk and Compliance Frameworks
Assessing and tracking Key Performance Indicators
Interim Management Resource
Service Provider Selection and Service Level Agreements
Developing Robust Systems & Controls and Oversight Solutions

 
 
Alastair was formerly the Head of Compliance at Deutsche Bank in Scotland, Alliance Trust and a Board Director and Head of Compliance at an Investment Management Company in the United Kingdom. He has spent his career in the Financial Services sector focusing on the operational aspects of Investment Banking, Global Custody, Securities Services, Investment Management and Retail Self Select Financial Services. He has held a number of business directorships and senior operations positions at world class firms such as Citigroup and Bankers Trust Company of New York.

 

SFA General Representative (pre 2001), FSA Approved Person and BVI FSC registrations:
2009 - 2010 Registered with the BVI Financial Services Commission (Senior Officer)
2005 – 2007 FSA: CF1 Director - CF10 Compliance Oversight - CF11 Money Laundering
1999 – 2001 SFA: Deutsche Bank AG and Morgan Grenfell
1990 – 1999 SFA: Bankers Trust International and Bankers Trust Company

Past Memberships of Industry Steering Groups:
British Bankers Association – Custody Liaison Group
London investment Bankers Association – Custody Group
American Bankers Securities Association of London – Custody Liaison Group

View Alastair Newman's profile on LinkedIn
 
copyright 2010 sysc.co.uk